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Registered representative
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Registered representativeA person registered with the CFTC who is employed by and solicits business for a commission house or futures commission merchant.
RELATED TERMS--------------------------------------
Commission
The fee paid to a broker to execute a trade, based on number of shares, bonds, options, and/or their dollar value. In 1975, deregulation led to the establishment of discount brokers, who charge lower commissions than full service brokers.
Futures
Contracts covering the sale of financial instruments or physical commodities for future delivery on a commodity exchange.
Merchant
Person who buys (and takes possession of) goods, and sells them on his or her own account.
SIMILAR TERMS--------------------------------------
Regional bank
A bank operating in a specific region of the country, taking deposits and offering loans.
Regional Check Processing Center (RCPC)
A Federal Reserve check processing operation that clears checks drawn on depository institutions located within a specified area. RCPCs expedite collection and settlement of checks within the area on an overnight basis.
REGIONAL COMMUNITY Credit Union
REGIONAL COMMUNITY is a credit union with head office in LAKELAND, FL
REGIONAL Credit Union
REGIONAL is a credit union with head office in HAMMOND, IN
Regional fund
A mutual fund that invests in a specific geographic area overseas, such as Asia or Europe.
REGIONAL MEDICAL CTR HOPKINS CO EMP Credit Union
REGIONAL MEDICAL CTR HOPKINS CO EMP is a credit union with head office in MADISONVILLE, KY
REGIONAL MEMBERS Credit Union
REGIONAL MEMBERS is a credit union with head office in COLUMBUS, GA
Regional stock exchanges
Organized national securities exchanges located outside of New York City and registered with the SEC. They include: the Boston, Cincinnati, Intermountain (Salt Lake City-dormant, owned by COMEX), Midwest (Chicago), Pacific (Los Angeles and San Francisco), Philadelphia (Philadelphia and Miami), and Spokane (local mining and Canadian issues, non-reporting trades) Stock Exchanges.
Regions Bank
A United States bank with head office in Birmingham, Alabama.
Regions Financial
Regions Financial is a top United States corporation in the field of banking, and its estimated market value is 15,040 million US dollars.
REGIS Resources NL
REGIS Resources NL is a large Australian company in the field of materials. Their Australian Stock Exchange (ASX) code is RRL.
REGISTER GUARD EMPLOYEES Credit Union
REGISTER GUARD EMPLOYEES is a credit union with head office in SPRINGFIELD, OR
Registered bond
A bond whose issuer records ownership and interest payments. Differs from a bearer bond, which is traded without record of ownership and whose possession is the only evidence of ownership.
Registered check
A check issued and guaranteed by a bank for a customer who provides funds for payment of the check.
Registered company
A company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements.
Registered competitive market maker
An NASD-registered dealer who acts as a market maker for a designated over-the-counter stock by buying and selling that stock to maintain stability.
Registered education savings plan
A savings plan sponsored by the Canadian government that encourages investing in a child's future post-secondary education.
Registered equity market maker
Member firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities.
Registered investment adviser
SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.
Registered investment company
An investment firm which is registered with the SEC and complies with certain stated legal requirements.
Registered options trader
An American Stock Exchange specialist who monitors a certain group of options to help maintain a fair and orderly market.
Registered owner
An individual or organization to whom certificates are directly issued and who, as a result, is recorded on the corporation's security holder records (as maintained by the transfer agent).
Registered retirement income fund
A retirement fund similar to an annuity contract that pays out income to a beneficiary or a number of beneficiaries.
Registered retirement savings plan (RRSP)
Tax-sheltered retirement plan for Canadian citizens, much like an American IRA.
Registered retirement savings plan deduction
The amount that a Canadian taxpayer contributes to his or her RRSP.
Registered secondary offering
A reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm.
Registered security
Used in the context of general equities. Securities whose owner's name is recorded on the books of the issuer or the issuer's agent, called a registrar.
Registered share
One made out in the name of the owner, who is entered on the company's share register.
Registered trader
A member of the exchange who executes frequent trades for his or her own account.
Registrar
Financial institution appointed to record issue and ownership of company securities.
Registrar of companies
Compiles companies' Memoranda and Articles of Association, and annual financial statements.
Registration
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.
Registration right
A contractual right giving investors holding restricted stock the ability to demand that the issuing company register the shares to the SEC, effectively making the stock available for sale to the public.
Registration statement
A legal document filed with the SEC to register securities for public offering that details the purpose of the proposed public offering. The statement outlines financial details, a history of the company's operations and management, and other facts of importance to potential buyers.
PREVIOUS AND NEXT TERMS--------------------------------------
Registered equity market maker
Member firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities.
Registered investment adviser
SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.
Registered investment company
An investment firm which is registered with the SEC and complies with certain stated legal requirements.
Registered options trader
An American Stock Exchange specialist who monitors a certain group of options to help maintain a fair and orderly market.
Registered owner
An individual or organization to whom certificates are directly issued and who, as a result, is recorded on the corporation's security holder records (as maintained by the transfer agent).
Registered representative
Registered retirement income fund
A retirement fund similar to an annuity contract that pays out income to a beneficiary or a number of beneficiaries.
Registered retirement savings plan (RRSP)
Tax-sheltered retirement plan for Canadian citizens, much like an American IRA.
Registered retirement savings plan deduction
The amount that a Canadian taxpayer contributes to his or her RRSP.
Registered secondary offering
A reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm.
Registered security
Used in the context of general equities. Securities whose owner's name is recorded on the books of the issuer or the issuer's agent, called a registrar.
RELATED TERMS--------------------------------------
Commission
The fee paid to a broker to execute a trade, based on number of shares, bonds, options, and/or their dollar value. In 1975, deregulation led to the establishment of discount brokers, who charge lower commissions than full service brokers.
Futures
Contracts covering the sale of financial instruments or physical commodities for future delivery on a commodity exchange.
Merchant
Person who buys (and takes possession of) goods, and sells them on his or her own account.
SIMILAR TERMS--------------------------------------
Regional bank
A bank operating in a specific region of the country, taking deposits and offering loans.
Regional Check Processing Center (RCPC)
A Federal Reserve check processing operation that clears checks drawn on depository institutions located within a specified area. RCPCs expedite collection and settlement of checks within the area on an overnight basis.
REGIONAL COMMUNITY Credit Union
REGIONAL COMMUNITY is a credit union with head office in LAKELAND, FL
REGIONAL Credit Union
REGIONAL is a credit union with head office in HAMMOND, IN
Regional fund
A mutual fund that invests in a specific geographic area overseas, such as Asia or Europe.
REGIONAL MEDICAL CTR HOPKINS CO EMP Credit Union
REGIONAL MEDICAL CTR HOPKINS CO EMP is a credit union with head office in MADISONVILLE, KY
REGIONAL MEMBERS Credit Union
REGIONAL MEMBERS is a credit union with head office in COLUMBUS, GA
Regional stock exchanges
Organized national securities exchanges located outside of New York City and registered with the SEC. They include: the Boston, Cincinnati, Intermountain (Salt Lake City-dormant, owned by COMEX), Midwest (Chicago), Pacific (Los Angeles and San Francisco), Philadelphia (Philadelphia and Miami), and Spokane (local mining and Canadian issues, non-reporting trades) Stock Exchanges.
Regions Bank
A United States bank with head office in Birmingham, Alabama.
Regions Financial
Regions Financial is a top United States corporation in the field of banking, and its estimated market value is 15,040 million US dollars.
REGIS Resources NL
REGIS Resources NL is a large Australian company in the field of materials. Their Australian Stock Exchange (ASX) code is RRL.
REGISTER GUARD EMPLOYEES Credit Union
REGISTER GUARD EMPLOYEES is a credit union with head office in SPRINGFIELD, OR
Registered bond
A bond whose issuer records ownership and interest payments. Differs from a bearer bond, which is traded without record of ownership and whose possession is the only evidence of ownership.
Registered check
A check issued and guaranteed by a bank for a customer who provides funds for payment of the check.
Registered company
A company that is listed with the SEC after submission of a required statement and compliance with disclosure requirements.
Registered competitive market maker
An NASD-registered dealer who acts as a market maker for a designated over-the-counter stock by buying and selling that stock to maintain stability.
Registered education savings plan
A savings plan sponsored by the Canadian government that encourages investing in a child's future post-secondary education.
Registered equity market maker
Member firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities.
Registered investment adviser
SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.
Registered investment company
An investment firm which is registered with the SEC and complies with certain stated legal requirements.
Registered options trader
An American Stock Exchange specialist who monitors a certain group of options to help maintain a fair and orderly market.
Registered owner
An individual or organization to whom certificates are directly issued and who, as a result, is recorded on the corporation's security holder records (as maintained by the transfer agent).
Registered retirement income fund
A retirement fund similar to an annuity contract that pays out income to a beneficiary or a number of beneficiaries.
Registered retirement savings plan (RRSP)
Tax-sheltered retirement plan for Canadian citizens, much like an American IRA.
Registered retirement savings plan deduction
The amount that a Canadian taxpayer contributes to his or her RRSP.
Registered secondary offering
A reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm.
Registered security
Used in the context of general equities. Securities whose owner's name is recorded on the books of the issuer or the issuer's agent, called a registrar.
Registered share
One made out in the name of the owner, who is entered on the company's share register.
Registered trader
A member of the exchange who executes frequent trades for his or her own account.
Registrar
Financial institution appointed to record issue and ownership of company securities.
Registrar of companies
Compiles companies' Memoranda and Articles of Association, and annual financial statements.
Registration
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.
Registration right
A contractual right giving investors holding restricted stock the ability to demand that the issuing company register the shares to the SEC, effectively making the stock available for sale to the public.
Registration statement
A legal document filed with the SEC to register securities for public offering that details the purpose of the proposed public offering. The statement outlines financial details, a history of the company's operations and management, and other facts of importance to potential buyers.
PREVIOUS AND NEXT TERMS--------------------------------------
Registered equity market maker
Member firm of the American Stock Exchange registered as a trader to make stabilizing trades for its own account in particular securities.
Registered investment adviser
SEC-registered individual or firm that substantiates completion of education and work experience in the field, and pays an annual membership fee.
Registered investment company
An investment firm which is registered with the SEC and complies with certain stated legal requirements.
Registered options trader
An American Stock Exchange specialist who monitors a certain group of options to help maintain a fair and orderly market.
Registered owner
An individual or organization to whom certificates are directly issued and who, as a result, is recorded on the corporation's security holder records (as maintained by the transfer agent).
Registered representative
Registered retirement income fund
A retirement fund similar to an annuity contract that pays out income to a beneficiary or a number of beneficiaries.
Registered retirement savings plan (RRSP)
Tax-sheltered retirement plan for Canadian citizens, much like an American IRA.
Registered retirement savings plan deduction
The amount that a Canadian taxpayer contributes to his or her RRSP.
Registered secondary offering
A reoffering of a large block of securities, previously publicly issued, by the holder of a large portion of some corporation through an investment firm.
Registered security
Used in the context of general equities. Securities whose owner's name is recorded on the books of the issuer or the issuer's agent, called a registrar.
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This dictionary contains 24549 terms.
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