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Restricted account
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Restricted accountA margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled.
RELATED TERMS--------------------------------------
Margin
1) Borrowed money that is used to purchase securities, practice referred to as 'buying on margin'. 2) The amount of equity contributed by a customer as a percentage of the current market value of the securities held in a margin account. 3) In a general business context, the difference between a product's (or service's) selling price and the cost of production. 4) The portion of the interest rate on an adjustable-rate mortgage that is over and above the adjustment-index rate.
Account
1) In the context of bookkeeping, refers to the ledger pages upon which various assets, liabilities, income, and expenses are represented. 2) In the context of investment banking, refers to the status of securities sold and owned or the relationship between parties to an underwriting syndicate. 3) In the context of securities, the relationship between a client and a broker/dealer firm allowing the firm's employee to be the client's buying and selling agent.
Without
Indicates a one-way market if 70 were bid in the market and there was no offer, the quote would be "70 bid without.".
Equity
1) Ownership interest in a firm. 2) The residual dollar value of a futures trading account, assuming its liquidation is at the going trade price. 3) In real estate, dollar difference between what a property could be sold for and debts claimed against it. 4) In a brokerage account, equity equals the value of the account's securities minus any debit balance in a margin account. 5) Shorthand for stock market investments.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
SIMILAR TERMS--------------------------------------
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted securities
The term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
Restrictive covenants
Provisions that place constraints on the operations of borrowers, such as restrictions on working capital, fixed assets, future borrowing, and payment of dividends.
Restrictive endorsement
An endorsement signature on the back of a check that specifies the conditions under which the check can be transferred or paid out.
Restructuring
The reorganization of a company in order to attain greater efficiency and to adapt to new markets.
PREVIOUS AND NEXT TERMS--------------------------------------
Resolution Trust Corporation (RTC)
A government agency established in 1989 and disbanded in 1996 that administered federal savings and loan institutions that were insolvent between 1989 and August 1992 by either bailing them out or merging them.
Resources
Available stocks of raw materials, money, labor and other assets that a company can put to use.
Respite care
Short-term or temporary care of a few hours or weeks of the sick or disabled to provide relief, or respite, to the regular caregiver, usually a family member.
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted account
Restricted securities
The term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
RELATED TERMS--------------------------------------
Margin
1) Borrowed money that is used to purchase securities, practice referred to as 'buying on margin'. 2) The amount of equity contributed by a customer as a percentage of the current market value of the securities held in a margin account. 3) In a general business context, the difference between a product's (or service's) selling price and the cost of production. 4) The portion of the interest rate on an adjustable-rate mortgage that is over and above the adjustment-index rate.
Account
1) In the context of bookkeeping, refers to the ledger pages upon which various assets, liabilities, income, and expenses are represented. 2) In the context of investment banking, refers to the status of securities sold and owned or the relationship between parties to an underwriting syndicate. 3) In the context of securities, the relationship between a client and a broker/dealer firm allowing the firm's employee to be the client's buying and selling agent.
Without
Indicates a one-way market if 70 were bid in the market and there was no offer, the quote would be "70 bid without.".
Equity
1) Ownership interest in a firm. 2) The residual dollar value of a futures trading account, assuming its liquidation is at the going trade price. 3) In real estate, dollar difference between what a property could be sold for and debts claimed against it. 4) In a brokerage account, equity equals the value of the account's securities minus any debit balance in a margin account. 5) Shorthand for stock market investments.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
SIMILAR TERMS--------------------------------------
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted securities
The term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
Restrictive covenants
Provisions that place constraints on the operations of borrowers, such as restrictions on working capital, fixed assets, future borrowing, and payment of dividends.
Restrictive endorsement
An endorsement signature on the back of a check that specifies the conditions under which the check can be transferred or paid out.
Restructuring
The reorganization of a company in order to attain greater efficiency and to adapt to new markets.
PREVIOUS AND NEXT TERMS--------------------------------------
Resolution Trust Corporation (RTC)
A government agency established in 1989 and disbanded in 1996 that administered federal savings and loan institutions that were insolvent between 1989 and August 1992 by either bailing them out or merging them.
Resources
Available stocks of raw materials, money, labor and other assets that a company can put to use.
Respite care
Short-term or temporary care of a few hours or weeks of the sick or disabled to provide relief, or respite, to the regular caregiver, usually a family member.
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted account
Restricted securities
The term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
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This dictionary contains 24549 terms.
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