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Restricted securities
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Restricted securitiesThe term used under Rule 144 for securities issued privately by the company, without the benefit of a registration statement. Restricted securities are subject to a holding period before they can be sold under Rule 144.
RELATED TERMS--------------------------------------
Term
The period of time during which a contract is in force.
Securities
Saleable papers, traded on stock exchanges, that yield an income (dividend, interest, etc.).
Company
A proprietorship, partnership, corporation, or other form of enterprise that engages in business.
Without
Indicates a one-way market if 70 were bid in the market and there was no offer, the quote would be "70 bid without.".
Registration
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.
Statement
A document listing amounts of money owing or owed.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Subject
Refers to a bid or offer that cannot be executed without confirmation from the customer. In other words, not firm, but a bid-offer that needs additional information-confirmation before becoming firm and is therefore still negotiable.
SIMILAR TERMS--------------------------------------
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted account
A margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled.
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
Restrictive covenants
Provisions that place constraints on the operations of borrowers, such as restrictions on working capital, fixed assets, future borrowing, and payment of dividends.
Restrictive endorsement
An endorsement signature on the back of a check that specifies the conditions under which the check can be transferred or paid out.
Restructuring
The reorganization of a company in order to attain greater efficiency and to adapt to new markets.
PREVIOUS AND NEXT TERMS--------------------------------------
Resources
Available stocks of raw materials, money, labor and other assets that a company can put to use.
Respite care
Short-term or temporary care of a few hours or weeks of the sick or disabled to provide relief, or respite, to the regular caregiver, usually a family member.
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted account
A margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled.
Restricted securities
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
Restrictive covenants
Provisions that place constraints on the operations of borrowers, such as restrictions on working capital, fixed assets, future borrowing, and payment of dividends.
RELATED TERMS--------------------------------------
Term
The period of time during which a contract is in force.
Securities
Saleable papers, traded on stock exchanges, that yield an income (dividend, interest, etc.).
Company
A proprietorship, partnership, corporation, or other form of enterprise that engages in business.
Without
Indicates a one-way market if 70 were bid in the market and there was no offer, the quote would be "70 bid without.".
Registration
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.
Statement
A document listing amounts of money owing or owed.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Subject
Refers to a bid or offer that cannot be executed without confirmation from the customer. In other words, not firm, but a bid-offer that needs additional information-confirmation before becoming firm and is therefore still negotiable.
SIMILAR TERMS--------------------------------------
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted account
A margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled.
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
Restrictive covenants
Provisions that place constraints on the operations of borrowers, such as restrictions on working capital, fixed assets, future borrowing, and payment of dividends.
Restrictive endorsement
An endorsement signature on the back of a check that specifies the conditions under which the check can be transferred or paid out.
Restructuring
The reorganization of a company in order to attain greater efficiency and to adapt to new markets.
PREVIOUS AND NEXT TERMS--------------------------------------
Resources
Available stocks of raw materials, money, labor and other assets that a company can put to use.
Respite care
Short-term or temporary care of a few hours or weeks of the sick or disabled to provide relief, or respite, to the regular caregiver, usually a family member.
Restatement
A revision in a company's earlier financial statements.
Restricted
Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared.
Restricted account
A margin account without enough equity to meet the initial margin requirement that is restricted from any purchases until the requirement is fulfilled.
Restricted securities
Restricted stock
Stock that must be traded in compliance with special SEC regulations concerning its purchase and resale. These restrictions generally result from affiliate ownership, M&A activity, and underwriting activity.
Restricted Stock Award
Grants of shares of stock subject to restrictions on sale and risk of forfeiture until vested by continued employment.
Restricted stock units
Similar to restricted stock. However, the unit represents a promise that employees will receive stock in the future. The units do not pay dividends until the stock is vested.
Restricted surplus
A portion of retained earnings not allowed by law to be used for the payment of dividends.
Restrictive covenants
Provisions that place constraints on the operations of borrowers, such as restrictions on working capital, fixed assets, future borrowing, and payment of dividends.
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This dictionary contains 24549 terms.
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