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Surveillance department of exchanges
Surveillance department of exchangesA department that monitors trading activity on an exchange in order to identify any unusual activity that may indicate illegal practices. RELATED TERMS-------------------------------------- Trading Buying and selling securities. Exchange A marketplace in which shares, options and futures on stocks, bonds, commodities, and indexes are traded. Order Instruction to a broker-dealer to buy, sell, deliver, or receive securities or commodities that commits the issuer of the "order" to the terms specified. SIMILAR TERMS-------------------------------------- Survivorship bias Usually pertaining to fund manager or individual investor performance. Suppose we examined the performance over the last ten years of a group of managers that exist today. PREVIOUS AND NEXT TERMS-------------------------------------- Surcharge An additional levy added to some charge. Surety An individual or corporation that guarantees the performance or actions of another. Surplus An excess of income over expenditure, or something left over and not required. Surplus funds Cash flow available after payment of taxes in a project. Surtax A tax added to the normal tax paid by corporations or individuals who have earned income above a certain level. Surveillance department of exchanges Survivorship bias Usually pertaining to fund manager or individual investor performance. Suppose we examined the performance over the last ten years of a group of managers that exist today. Sushi bond A Eurobond issued by a Japanese corporation. Sushi roll A candlestick pattern consisting of 10 bars where the first five (inside bars) are confined within a narrow range of highs and lows and the second five (outside bars) engulf the first with both a higher high and lower low. Suspended trading Temporary halt in trading in a particular security, in advance of a major news announcement or to correct an imbalance of orders to buy and sell. Suspense account An account used temporarily to record receipts and disbursements that have yet to be classified. We thank you for using the Financial Dictionary to search for Surveillance department of exchanges. If you have a better definition for Surveillance department of exchanges than the one presented here, please let us know by making use of the suggest a term option. This definition of Surveillance department of exchanges may be disputed by other professionals. Our attempt is to provide easy definitions on Surveillance department of exchanges and any other medical topic for the public at large.
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